Thomas M. Siebel - Jun 20, 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Jun 20, 2023
Transactions value $
-$495,821
Form type
4
Date filed
6/22/2023, 09:18 PM
Previous filing
May 3, 2023
Next filing
Aug 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +23.2K +1.32% $0.00 1.78M Jun 20, 2023 Direct F1
transaction AI Class A Common Stock Tax liability -$496K -11.5K -0.65% $43.19 1.77M Jun 20, 2023 Direct
transaction AI Class A Common Stock Gift $0 -11.7K -0.66% $0.00 1.76M Jun 22, 2023 Direct
transaction AI Class A Common Stock Gift $0 +11.7K +0.32% $0.00 3.62M Jun 22, 2023 See Footnote F2
holding AI Class A Common Stock 9.22K Jun 20, 2023 See Footnote F3
holding AI Class A Common Stock 170K Jun 20, 2023 See Footnote F4
holding AI Class A Common Stock 72.7K Jun 20, 2023 See Footnote F5
holding AI Class A Common Stock 1.24M Jun 20, 2023 See Footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.