THOMAS M. SIEBEL - 20 Jun 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
20 Jun 2023
Net transactions value
-$495,821
Form type
4
Filing time
22 Jun 2023, 21:18:51 UTC
Previous filing
03 May 2023
Next filing
02 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +23,153 +1.3% $0.000000 1,779,543 20 Jun 2023 Direct F1
transaction AI Class A Common Stock Tax liability $495,821 -11,480 -0.65% $43.19 1,768,063 20 Jun 2023 Direct
transaction AI Class A Common Stock Gift $0 -11,673 -0.66% $0.000000 1,756,390 22 Jun 2023 Direct
transaction AI Class A Common Stock Gift $0 +11,673 +0.32% $0.000000 3,622,352 22 Jun 2023 See Footnote F2
holding AI Class A Common Stock 9,216 20 Jun 2023 See Footnote F3
holding AI Class A Common Stock 170,294 20 Jun 2023 See Footnote F4
holding AI Class A Common Stock 72,695 20 Jun 2023 See Footnote F5
holding AI Class A Common Stock 1,237,115 20 Jun 2023 See Footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.