Neeraj Agrawal - Jun 15, 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
CXM
Transactions as of
Jun 15, 2023
Transactions value $
$0
Form type
4
Date filed
6/20/2023, 05:28 PM
Previous filing
Nov 18, 2022
Next filing
Jul 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Award $0 +13.4K +2.21% $0.00 617K Jun 15, 2023 Direct F1, F2
holding CXM Class A Common Stock 14.5M Jun 15, 2023 By Battery Ventures IX, L.P. F3
holding CXM Class A Common Stock 145K Jun 15, 2023 By Battery Investment Partners IX, LLC F4
holding CXM Class A Common Stock 216K Jun 15, 2023 By Battery Investment Partners Select Fund I, L.P. F5
holding CXM Class A Common Stock 2.18M Jun 15, 2023 By Battery Ventures Select Fund I, L.P. F6
holding CXM Class A Common Stock 1.51K Jun 15, 2023 By The Neeraj Agrawal Revocable Trust of 2012 F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) June 15, 2024, or (ii) the day prior to the date of the Issuer's 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.
F2 The shares held by the Reporting Person reported herein reflect the receipt of shares pursuant to a pro rata distribution in kind, effected by Battery Partners IX, LLC to its members, including the Reporting Person, for no additional consideration. The receipt of such shares by the Reporting Person constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
F3 The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4 The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. The Reporting Person is a managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5 The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F6 The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F7 The shares held by the Reporting Person reported herein reflect the receipt of shares pursuant to pro rata distributions in kind, effected by ICONIQ Strategic Partners II, L.P. to its limited partners, including the Reporting Person, for no additional consideration. The receipt of such shares by the Reporting Person was not required to be reported pursuant to Section 16 by virtue of the exemption from reporting pursuant to Rule 16a-9.
F8 Shares are held by The Neeraj Agrawal Revocable Trust of 2012 (the "Agrawal Trust"), of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of the securities held by the Agrawal Trust except to the extent of his proportionate pecuniary interest therein.