Justin J. Ferayorni - Jun 15, 2023 Form 4 Insider Report for STREAMLINE HEALTH SOLUTIONS INC. (STRM)

Signature
/s/ Thomas J. Gibson, attorney-in-fact
Stock symbol
STRM
Transactions as of
Jun 15, 2023
Transactions value $
$125,000
Form type
4
Date filed
6/20/2023, 05:00 PM
Previous filing
Oct 27, 2022
Next filing
Feb 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRM Common Stock, $0.01 par value Award $125K +86.2K +17.33% $1.45 584K Jun 15, 2023 Direct F1, F2
holding STRM Common Stock, $0.01 par value 4.93M Jun 15, 2023 Refer to footnote (2) (3) F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock that vests in full on the earlier of (i) June 15, 2024 and (ii) the date of, and immediately prior to, the Company's FY 2023 annual meeting of stockholders.
F2 The reported securities represent shares owned directly by Mr. Ferayorni.
F3 The reported securities represent 4,244,334 shares held directly by Tamarack Global Healthcare Fund, L.P. ("Fund 1") and 686,548 shares held directly by Tamarack Global Healthcare Fund QP, L.P. ("Fund 2"). Tamarack Capital Management, LLC is the general partner of Fund 1 and Fund 2, Tamarack Advisers, LP is the investment adviser to Fund 1 and Fund 2, and Justin J. Ferayorni is the sole managing member of both Tamarack Capital Management, LLC and Tamarack Capital GP, LLC. Tamarack Capital Management, LLC, Tamarack Advisers, LP, and Mr. Ferayorni may be deemed indirect beneficial owners of the shares held by Fund 1 and Fund 2 for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act").
F4 Tamarack Capital Management, LLC, Tamarack Advisers, LP, and Mr. Ferayorni disclaim beneficial ownership of any of the shares held by Fund 1 and Fund 2 for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii) under the Act. To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund 1 and Fund 2 for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, if any.

Remarks:

Mr. Ferayorni is the sole owner of the reported entities, other than Tamarack Global Healthcare Fund, L.P. and Tamarack Global Healthcare Fund QP, L.P., and signed this form on behalf of himself, each of the other reporting entities, and as the managing member of the general partner of Tamarack Global Healthcare Fund, L.P. and Tamarack Global Healthcare Fund QP, L.P.