Mostafa Ronaghi - 14 Jun 2023 Form 4 Insider Report for Seer, Inc. (SEER)

Role
Director
Signature
/s/ Elona Kogan, by power of attorney
Issuer symbol
SEER
Transactions as of
14 Jun 2023
Net transactions value
$0
Form type
4
Filing time
16 Jun 2023, 21:20:43 UTC
Previous filing
17 Jun 2022
Next filing
15 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEER Class A Common Stock Award $0 +23,443 +12% $0.000000 224,903 14 Jun 2023 Direct F1
holding SEER Class A Common Stock 15,157 14 Jun 2023 See footnote F2
holding SEER Class A Common Stock 76,722 14 Jun 2023 See footnote F3
holding SEER Class A Common Stock 76,722 14 Jun 2023 See footnote F4
holding SEER Class A Common Stock 76,722 14 Jun 2023 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEER Stock Option (right to buy) Award $0 +34,735 $0.000000 34,735 14 Jun 2023 Class A Common Stock 34,735 $4.33 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
F2 The shares are held of record Phi-X Capital, LLC, for which the reporting person serves as a manager.
F3 The shares are held of record by First Republic Trust Company of Delaware LLC, trustee of a dynasty trust for the reporting person's minor daughter and for which the reporting person serves as an investment advisor.
F4 The shares are held of record by First Republic Trust Company of Delaware LLC, trustee of a dynasty trust for the reporting person's minor son and for which the reporting person serves as an investment advisor.
F5 The shares are held of record by The Ronaghi Children's Trust UTD December 2014 for which the reporting person serves as a trustee.
F6 Shares subject to the option vest on the earlier of (i) June 14, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.