Raymond J. Bartoszek - 14 Jun 2023 Form 4 Insider Report for KINETA, INC./DE (KANT)

Role
Director
Signature
/s/ Pauline Kenny, as Attorney-in-Fact
Issuer symbol
KANT
Transactions as of
14 Jun 2023
Net transactions value
+$8,403
Form type
4
Filing time
16 Jun 2023, 16:29:08 UTC
Previous filing
14 Apr 2023
Next filing
19 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KA Common Stock Options Exercise $8,403 +60,018 +7.7% $0.1400* 844,478 14 Jun 2023 RLB Holdings Connecticut LLC F1
holding KA Common Stock 9,956 14 Jun 2023 Direct
holding KA Common Stock 1,001 14 Jun 2023 By son
holding KA Common Stock 1,000 14 Jun 2023 By daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KA Warrants (Right to Buy) Options Exercise $0 -60,018 -100% $0.000000* 0 14 Jun 2023 Common Stock 60,018 $0.1400 RLB Holdings Connecticut LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is a managing member of RLB Holdings, LLC ("RLB Holdings") and RLB Holdings Connecticut LLC ("RLB Connecticut") and shares voting and dispositive power over the shares held by RLB Holdings and RLB Connecticut. As such, the Reporting Person may be deemed to beneficially own such shares held by RLB Holdings and RLB Connecticut.
F2 The warrants are immediately exercisable in full.