-
Signature
-
Elizabeth McCarroll, by power of attorney for Robert Fauber
-
Stock symbol
-
MCO
-
Transactions as of
-
Jun 15, 2023
-
Transactions value $
-
-$110,594
-
Form type
-
4
-
Date filed
-
6/16/2023, 04:00 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
MCO |
Common Stock |
Options Exercise |
$7.56K |
+95 |
+0.14% |
$79.55 |
65.9K |
Jun 15, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$33.3K |
-95 |
-0.14% |
$350.00 |
65.8K |
Jun 15, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$3.74K |
+47 |
+0.07% |
$79.55 |
65.9K |
Jun 15, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$16.5K |
-47 |
-0.07% |
$350.00 |
65.8K |
Jun 15, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$22K |
+276 |
+0.42% |
$79.55 |
66.1K |
Jun 15, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$94.1K |
-276 |
-0.42% |
$341.11 |
65.8K |
Jun 15, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-95 |
-100% |
$0.00* |
0 |
Jun 15, 2023 |
Common Stock |
95 |
$79.55 |
Direct |
F1, F2 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-47 |
-100% |
$0.00* |
0 |
Jun 15, 2023 |
Common Stock |
47 |
$79.55 |
Direct |
F1, F2 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-276 |
-100% |
$0.00* |
0 |
Jun 15, 2023 |
Common Stock |
276 |
$79.55 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: