Lisa M. Giles - Jun 13, 2023 Form 4 Insider Report for HCW Biologics Inc. (HCWB)

Role
Director
Signature
/s/ Nicole Valdivieso, as Attorney-in-Fact for Lisa M. Giles
Stock symbol
HCWB
Transactions as of
Jun 13, 2023
Transactions value $
$0
Form type
4
Date filed
6/15/2023, 05:13 PM
Previous filing
Jun 9, 2023
Next filing
Feb 22, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCWB Stock Option (Right to Buy) Award $0 +12.5K $0.00 12.5K Jun 13, 2023 Common Stock 12.5K $2.01 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (a) June 13, 2024 or (b) the next annual meeting of stockholders, subject to the Reporting Person continuing to provide services through the vesting date.