SWaN Hospitality LLC - Jun 15, 2023 Form 3 Insider Report for CAVA GROUP, INC. (CAVA)

Role
10%+ Owner
Signature
SWaN Hospitality LLC, By /s/ Frederick D. Schaufeld, Managing Member
Stock symbol
CAVA
Transactions as of
Jun 15, 2023
Transactions value $
$0
Form type
3
Date filed
6/15/2023, 04:48 PM
Next filing
Jun 22, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CAVA Series A Preferred Stock Jun 15, 2023 Common Stock 748K Direct F1, F2
holding CAVA Series A Preferred Stock Jun 15, 2023 Common Stock 1.92M By SWaN & Legend Fund 3, LP F1, F3
holding CAVA Series B Preferred Stock Jun 15, 2023 Common Stock 471K Direct F1, F2
holding CAVA Series B Preferred Stock Jun 15, 2023 Common Stock 837K By SWaN & Legend Fund 3, LP F1, F3
holding CAVA Series C Preferred Stock Jun 15, 2023 Common Stock 199K Direct F1, F2
holding CAVA Series C Preferred Stock Jun 15, 2023 Common Stock 738K By SWaN & Legend Fund 4, LP F1, F4
holding CAVA Series D Preferred Stock Jun 15, 2023 Common Stock 177K Direct F1, F2
holding CAVA Series D Preferred Stock Jun 15, 2023 Common Stock 436K By SWaN & Legend Fund 4, LP F1, F4
holding CAVA Series E Preferred Stock Jun 15, 2023 Common Stock 2.51M Direct F1, F5
holding CAVA Series E Preferred Stock Jun 15, 2023 Common Stock 657K By SWaN & Legend Fund 4, LP F1, F4
holding CAVA Series E Preferred Stock Jun 15, 2023 Common Stock 1.32M By SWaN Hospitality 3 LLC F1, F6
holding CAVA Series F Preferred Stock Jun 15, 2023 Common Stock 1.2M By SWaN Hospitality 4 LLC F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock will automatically convert into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
F2 The shares are held directly by SWaN Hospitality LLC.
F3 The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4 The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F5 The shares are held directly by SWaN Hospitality 2 LLC.
F6 The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F7 The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.