SWaN Hospitality LLC - 15 Jun 2023 Form 3 Insider Report for CAVA GROUP, INC. (CAVA)

Role: 10%+ Owner
Signature: SWaN Hospitality LLC, By /s/ Frederick D. Schaufeld, Managing Member
Issuer symbol: CAVA
Transactions as of: 15 Jun 2023
Net transactions value: $0
Form type: 3
Filing time: 15 Jun 2023, 16:48:55 UTC
Next filing: 22 Jun 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CAVA	Series A Preferred Stock							15 Jun 2023	Common Stock	748,386		Direct	F1, F2
holding	CAVA	Series A Preferred Stock							15 Jun 2023	Common Stock	1,917,501		By SWaN & Legend Fund 3, LP	F1, F3
holding	CAVA	Series B Preferred Stock							15 Jun 2023	Common Stock	470,661		Direct	F1, F2
holding	CAVA	Series B Preferred Stock							15 Jun 2023	Common Stock	836,727		By SWaN & Legend Fund 3, LP	F1, F3
holding	CAVA	Series C Preferred Stock							15 Jun 2023	Common Stock	198,912		Direct	F1, F2
holding	CAVA	Series C Preferred Stock							15 Jun 2023	Common Stock	738,345		By SWaN & Legend Fund 4, LP	F1, F4
holding	CAVA	Series D Preferred Stock							15 Jun 2023	Common Stock	176,979		Direct	F1, F2
holding	CAVA	Series D Preferred Stock							15 Jun 2023	Common Stock	435,915		By SWaN & Legend Fund 4, LP	F1, F4
holding	CAVA	Series E Preferred Stock							15 Jun 2023	Common Stock	2,514,249		Direct	F1, F5
holding	CAVA	Series E Preferred Stock							15 Jun 2023	Common Stock	657,483		By SWaN & Legend Fund 4, LP	F1, F4
holding	CAVA	Series E Preferred Stock							15 Jun 2023	Common Stock	1,323,918		By SWaN Hospitality 3 LLC	F1, F6
holding	CAVA	Series F Preferred Stock							15 Jun 2023	Common Stock	1,195,854		By SWaN Hospitality 4 LLC	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock will automatically convert into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
F2	The shares are held directly by SWaN Hospitality LLC.
F3	The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4	The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F5	The shares are held directly by SWaN Hospitality 2 LLC.
F6	The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F7	The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.