Ronald E. Estes - 13 Jun 2023 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Issuer symbol
TRIN
Transactions as of
13 Jun 2023
Net transactions value
+$11,498
Form type
4
Filing time
15 Jun 2023, 14:41:09 UTC
Previous filing
13 Mar 2023
Next filing
14 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $4,873 +365 +1.6% $13.35 23,007 13 Jun 2023 Direct
transaction TRIN Common Stock Purchase $6,625 +500 +2.2% $13.25 23,507 14 Jun 2023 Direct
transaction TRIN Common Stock Award $0 +3,799 +16% $0.000000 27,306 14 Jun 2023 Direct F1
holding TRIN Common Stock 620 13 Jun 2023 By The Estes Revocable Trust, dated January 12, 1990
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.