Mark Pearson - 22 Mar 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Reporting relationship: President and CEO, Director
Issuer ticker: EQH
Reported as of: 22 Mar 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Jun 2023, 17:00:14 UTC
Next SEC filing: 08 Jun 2021
Source filing: View source filing
Reporting owner signature: Jessica Olich as attorney-in-fact for Mark Pearson

Key filing fact

Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 14 Jun 2023.

Key facts

This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Jun 2023, 17:00.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQH transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +99,951
Change %: +17%
Price: $0.000000
Shares after: 693,707
Date: 22 Mar 2021
Ownership: Direct
Footnotes: F1, F2, F3

EQH transaction

Common Stock

Award

Transaction value: $0
Shares: +2,136
Change %: +0.31%
Price: $0.000000
Shares after: 695,843
Date: 12 Jun 2023
Ownership: Direct
Footnotes: F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EQH transaction Derivative

Performance Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -99,951
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 22 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 99,951
Exercise price
Footnotes: F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

This transaction is reported late owing to an administrative error.

Footnote F2

Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics.

Footnote F3

Includes Restricted Stock Units ("RSUs").

Footnote F4

Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

Footnote F5

Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F6

Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021.