Manmeet Soni - Jun 12, 2023 Form 4 Insider Report for REATA PHARMACEUTICALS INC (RETA)

Role
COO, CFO and President
Signature
/s/ Tracy Herson, attorney-in-fact
Stock symbol
RETA
Transactions as of
Jun 12, 2023
Transactions value $
-$7,820,640
Form type
4
Date filed
6/14/2023, 04:35 PM
Previous filing
Jun 6, 2023
Next filing
Jul 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RETA Class A common stock Sale -$469K -4.71K -4.06% $99.62 111K Jun 12, 2023 Direct F1
transaction RETA Class A common stock Options Exercise $683K +25K +22.43% $27.32 136K Jun 13, 2023 Direct
transaction RETA Class A common stock Sale -$930K -9.33K -6.83% $99.75 127K Jun 13, 2023 Direct F2
transaction RETA Class A common stock Sale -$925K -9.16K -7.2% $101.05 118K Jun 13, 2023 Direct F3
transaction RETA Class A common stock Sale -$1.65M -16.2K -13.7% $101.98 102K Jun 13, 2023 Direct F4
transaction RETA Class A common stock Sale -$374K -3.64K -3.58% $102.73 98.2K Jun 13, 2023 Direct F5
transaction RETA Class A common stock Sale -$2.66M -25.5K -26.01% $104.09 72.6K Jun 13, 2023 Direct F6
transaction RETA Class A common stock Sale -$1.47M -14K -19.29% $105.05 58.6K Jun 13, 2023 Direct F7
transaction RETA Class A common stock Sale -$26.4K -250 -0.43% $105.55 58.4K Jun 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RETA Employee Stock Option (right to buy) Options Exercise $0 -25K -25% $0.00 75K Jun 13, 2023 Class A common stock 25K $27.32 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $99.50 to $99.92 The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $99.50 to $100.4745. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $100.496 to $101.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $101.48 to $102.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $102.4807 to $102.995. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $103.51 to $104.51. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $104.515 to $105.51. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The options vest in sixteen equal quarterly installments beginning on April 3, 2022, subject to continued service through each vesting date.