Patrick Machado - 09 Jun 2023 Form 4 Insider Report for Adverum Biotechnologies, Inc. (ADVM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jun 2023, 17:02:24 UTC
Prior SEC filing
02 Jun 2023
Next SEC filing
16 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Patrick Machado, by /s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Patrick Machado filed Form 4 for Adverum Biotechnologies, Inc. (ADVM) on 13 Jun 2023.

Key facts

  • This page summarizes Patrick Machado's Form 4 filing for Adverum Biotechnologies, Inc. (ADVM).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 13 Jun 2023, 17:02.

Change

  • Previous filing in this sequence was filed on 02 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ADVM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+40,000
Change %
Price
$0.000000
Shares after
40,000
Date
09 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$1.56
Footnotes
F1
ADVM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+12,500
Change %
+31%
Price
$0.000000
Shares after
52,500
Date
09 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$1.56
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The shares subject to the option will vest on the earlier of June 9, 2024 or the 2024 annual meeting of stockholders, subject to (1) accelerated vesting upon a change of control and (2) the Reporting Person's continued service with the Issuer on the vesting date.

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