AEG Holdings, LLC - 07 Jun 2023 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
AEG HOLDINGS, LLC, By: /s/ Andrew McBride, Attorney-in-Fact
Issuer symbol
LAZR
Transactions as of
07 Jun 2023
Net transactions value
$0
Form type
4
Filing time
09 Jun 2023, 18:40:58 UTC
Previous filing
20 Dec 2022
Next filing
02 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Award $0 +31,855 +81% $0.000000 71,424 07 Jun 2023 Direct F1
holding LAZR Class A Common Stock 4,584,395 07 Jun 2023 See Footnotes F2, F3
holding LAZR Class A Common Stock 152,534 07 Jun 2023 See Footnotes F3, F4
holding LAZR Class A Common Stock 248,145 07 Jun 2023 See Footnotes F3, F5
holding LAZR Class A Common Stock 150,000 07 Jun 2023 See Footnotes F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each annual RSU Award shall vest in full on the first to occur of (i) the 1-year anniversary of the grant date, June 7, 2024 or (ii) the date of the next Annual Meeting, subject to Alec Gores' continued service as a member of the Board through such vesting date.
F2 Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Mr. Gores is the managing member of AEG. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
F3 Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
F4 Held of record by Pacific Credit Corp. ("PCC"). Mr. Gores is a member of and has dispositive powers for PCC. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
F5 The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F6 The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.