AEG Holdings, LLC - Jun 7, 2023 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role: Director
Signature: AEG HOLDINGS, LLC, By: /s/ Andrew McBride, Attorney-in-Fact
Stock symbol: LAZR
Transactions as of: Jun 7, 2023
Transactions value $: $0
Form type: 4
Date filed: 6/9/2023, 06:40 PM
Previous filing: Dec 20, 2022
Next filing: Oct 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LAZR	Class A Common Stock	Award	$0	+31.9K	+80.5%	$0.00	71.4K	Jun 7, 2023	Direct	F1
holding	LAZR	Class A Common Stock						4.58M	Jun 7, 2023	See Footnotes	F2, F3
holding	LAZR	Class A Common Stock						153K	Jun 7, 2023	See Footnotes	F3, F4
holding	LAZR	Class A Common Stock						248K	Jun 7, 2023	See Footnotes	F3, F5
holding	LAZR	Class A Common Stock						150K	Jun 7, 2023	See Footnotes	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each annual RSU Award shall vest in full on the first to occur of (i) the 1-year anniversary of the grant date, June 7, 2024 or (ii) the date of the next Annual Meeting, subject to Alec Gores' continued service as a member of the Board through such vesting date.
F2	Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Mr. Gores is the managing member of AEG. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
F3	Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
F4	Held of record by Pacific Credit Corp. ("PCC"). Mr. Gores is a member of and has dispositive powers for PCC. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
F5	The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F6	The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.