Steven J. Freiberg - Jun 7, 2023 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Stock symbol
RM
Transactions as of
Jun 7, 2023
Transactions value $
$288,671
Form type
4
Date filed
6/8/2023, 04:49 PM
Previous filing
May 30, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $143K +8.75K +7.95% $16.30 119K Jun 7, 2023 Direct
transaction RM Common Stock Options Exercise $146K +9.19K +7.73% $15.89 128K Jun 7, 2023 Direct
holding RM Common Stock 22.4K Jun 7, 2023 See Footnote F1
holding RM Common Stock 30K Jun 7, 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -8.75K -100% $0.00* 0 Jun 7, 2023 Common Stock 8.75K $16.30 Direct
transaction RM Stock Option (right to buy) Options Exercise $0 -9.19K -100% $0.00* 0 Jun 7, 2023 Common Stock 9.19K $15.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust.
F2 These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.