Lynn C. Martin - 07 Jun 2023 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role: President, NYSE Group
Signature: /s/ Octavia N. Spencer, Attorney-in-fact
Issuer symbol: ICE
Transactions as of: 07 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 08 Jun 2023, 16:35:33 UTC
Previous filing: 21 Feb 2023
Next filing: 09 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICE	Common Stock	Gift	$0	-231	-0.46%	$0.000000	50,172	07 Jun 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift of 231 shares of the issuer's common stock by the reporting person to a philanthropic organization.
F2	The common stock number referred in Table I is an aggregate number and represents 37,877 shares of common stock and 2,560 unvested restricted stock units ("RSUs"), and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

Content

This transaction involved a gift of 231 shares of the issuer's common stock by the reporting person to a philanthropic organization.

The common stock number referred in Table I is an aggregate number and represents 37,877 shares of common stock and 2,560 unvested restricted stock units ("RSUs"), and 9,735 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.