Benjamin Jackson - 06 Jun 2023 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Jun 2023, 16:34:29 UTC
Prior SEC filing
21 Feb 2023
Next SEC filing
14 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Octavia N. Spencer, Attorney-in-fact

Key filing fact

Benjamin Jackson filed Form 4 for Intercontinental Exchange, Inc. (ICE) on 08 Jun 2023.

Key facts

  • This page summarizes Benjamin Jackson's Form 4 filing for Intercontinental Exchange, Inc. (ICE).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Jun 2023, 16:34.

Change

  • Previous filing in this sequence was filed on 21 Feb 2023.
  • Current net transaction value: -$134,260.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ICE transaction

Common Stock

Options Exercise

Transaction value
$82,740
Shares
+2,000
Change %
+1.6%
Price
$41.37
Shares after
127,526
Date
06 Jun 2023
Ownership
Direct
Footnotes
F1
ICE transaction

Common Stock

Sale

Transaction value
$217,000
Shares
-2,000
Change %
-1.6%
Price
$108.50
Shares after
125,526
Date
06 Jun 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ICE transaction Derivative

Employee Stock Option (right to buy) Holding

Options Exercise

Transaction value
$0
Shares
-2,000
Change %
-9%
Price
$0.000000
Shares after
20,100
Date
06 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,000
Exercise price
$41.37
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of December 7, 2022.

Footnote F2

The common stock number referred in Table I is an aggregate number and represents 112,252 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.

Footnote F3

These options are fully vested.

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