Meltzer Carol - Jun 6, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role: EVP, Gen. Counsel & Secretary, Director
Signature: /s/ Carol Meltzer
Stock symbol: AMRK
Transactions as of: Jun 6, 2023
Transactions value $: -$32,979
Form type: 4
Date filed: 6/8/2023, 02:45 PM
Previous filing: Mar 9, 2023
Next filing: May 21, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$2.38K	+500	+2.27%	$4.76	22.5K	Jun 6, 2023	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$18.7K	-500	-2.22%	$37.48	22K	Jun 6, 2023	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$2.38K	+500	+2.27%	$4.76	22.5K	Jun 7, 2023	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$19K	-500	-2.22%	$38.00	22K	Jun 7, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMRK	Stock Option (Right to Buy)	Options Exercise	$0	-500	-50%	$0.00	500	Jun 6, 2023	Common Stock, par value $0.01 per share	500	$4.76	Direct	F2
transaction	AMRK	Stock Option (Right to Buy)	Options Exercise	$0	-500	-100%	$0.00^*	0	Jun 7, 2023	Common Stock, par value $0.01 per share	500	$4.76	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.00 to not more than $38.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2	The option granted covered 4,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020.

Content

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.00 to not more than $38.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

The option granted covered 4,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020.