Key facts
- This page summarizes Michael Knowles's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Jun 2023, 18:19.
Michael Knowles - 05 Jun 2023 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)
- Reporting relationship
- Chief Executive Officer
- Issuer ticker
- OSS
- Reported as of
- 05 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Jun 2023, 18:19:11 UTC
- Prior SEC filing
- 25 May 2021
- Next SEC filing
- 18 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Knowles
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Knowles filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 06 Jun 2023.
Change
- Previous filing in this sequence was filed on 25 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSS
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +400,000
- Change %
- Price
- $0.000000
- Shares after
- 400,000
- Date
- 05 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OSS
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +400,000
- Change %
- Price
- $0.000000
- Shares after
- 400,000
- Date
- 05 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 400,000
- Exercise price
- $2.94
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents 400,000 restricted stock units granted to the Reporting Person outside of the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with, and as a material inducement to, the hiring and appointment of the Reporting Person as President and Chief Executive Officer of the Issuer, which restricted stock units are subject to vesting conditions.
Footnote F2
Consists of 400,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Footnote F3
Represents non-qualified stock options to purchase 400,000 shares of of the Issuer's common stock, which stock options were granted to the Reporting Person outside of the Issuer's Plan, in connection with, and as a material inducement to, the hiring and appointment of the Reporting Person as President and Chief Executive Officer of the Issuer.
Footnote F4
The stock options vest shall vest over four years, with one fourth vesting on the one-year anniversary of the date of grant and the remaining stock options vesting in six equal installments, commencing six months after the one-year anniversary of the grant date and every six months thereafter until fully vested.