Fred Freund - 01 Jun 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President - Evergreen West
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Issuer symbol
BV
Transactions as of
01 Jun 2023
Net transactions value
-$1,213
Form type
4
Filing time
05 Jun 2023, 16:00:32 UTC
Previous filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +500 +3.3% 15,841 03 Jun 2023 Direct F1, F2
transaction BV Common Stock Tax liability $1,213 -169 -1.1% $7.18 15,672 03 Jun 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Award $0 +24,926 $0.000000 24,926 01 Jun 2023 Common Stock 24,926 Direct F4, F5
transaction BV Restricted Stock Units Options Exercise $0 -500 -100% $0.000000* 0 03 Jun 2023 Common Stock 500 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on June 3, 2023.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5 Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.
F6 Represents a grant of time-based restricted stock units that vest on June 3, 2023.