Manoj Jain - May 31, 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director, 10%+ Owner
Signature
/s/ Manoj Jain
Stock symbol
NOTE
Transactions as of
May 31, 2023
Transactions value $
$0
Form type
4
Date filed
6/2/2023, 09:30 PM
Previous filing
Jan 19, 2023
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +82.2K +294.84% $0.00 110K May 31, 2023 Direct F1
holding NOTE Class A Common Stock 606K May 31, 2023 By Duddell Street Holdings Ltd F2
holding NOTE Class A Common Stock 3.45M May 31, 2023 By Maso Capital Investments Limited F3, F4
holding NOTE Class A Common Stock 17.9M May 31, 2023 By Blackwell Partners LLC - Series A F4, F5
holding NOTE Class A Common Stock 7M May 31, 2023 By Star V Partners LLC F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.
F2 The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
F3 These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.
F4 MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
F5 These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL
F6 These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.