Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RPM | Common Stock, $0.01 par value | Tax liability | -$44.3K | -555 | -0.56% | $79.79 | 99.3K | May 31, 2023 | Direct | F1, F2 |
holding | RPM | Common Stock, $0.01 par value | 1.06K | May 31, 2023 | By 401(k) Plan | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RPM | Stock Appreciation Rights | 200K | May 31, 2023 | Common Stock | 200K | Direct | F4, F5 |
Id | Content |
---|---|
F1 | On May 31, 2023, 1,992 shares of Common Stock issued to the Reporting Person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the Reporting Person disposed of 555 shares back to the issuer to satisfy tax obligations of the Reporting Person. |
F2 | Includes an aggregate of 9,165 shares of Common Stock issued pursuant to the Plan, 11,965 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement and 9,900 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan. |
F3 | Approximate number of shares of Common Stock held as of May 31, 2023 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
F4 | No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4. |
F5 | Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2022 and expire 10 years from the date of grant. |