Stephen J. Luczo - 01 Jun 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
01 Jun 2023
Transactions value $
$50,000
Form type
4
Filing time
02 Jun 2023, 16:23:44 UTC
Previous filing
02 Jun 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +3.17K +33.05% $0.00 12.8K 01 Jun 2023 Direct F1
transaction MS Common Stock Award $50K +609 +4.78% $82.08 13.4K 01 Jun 2023 Direct F2, F3
holding MS Common Stock 148K 01 Jun 2023 By Revocable Trust F3
holding MS Common Stock 50K 01 Jun 2023 By Grantor Retained Annuity Trust
holding MS Common Stock 34K 01 Jun 2023 By Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2 Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F3 Since the Reporting Person's last report, 1,523 shares of Common Stock previously reported as directly beneficially owned were contributed to his revocable trust.