Ronald C. Foster - Jun 1, 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Jun 1, 2023
Transactions value $
-$97,980
Form type
4
Date filed
6/2/2023, 10:39 AM
Previous filing
May 26, 2023
Next filing
Jun 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Sale -$98K -1K -8.61% $97.98 10.6K Jun 1, 2023 Direct F1
holding AEIS Common Stock 18.4K Jun 1, 2023 By Spouse As Trustee F2
holding AEIS Common Stock 18.4K Jun 1, 2023 By Self As Trustee F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents 2,655 unvested restricted stock units and 7,963 shares of common stock.
F2 Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F3 Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.