Robert Duchscher - May 25, 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Signature
/s/ Jill Barnett, attorney-in-fact
Stock symbol
STKL
Transactions as of
May 25, 2023
Transactions value $
$45,406
Form type
4
Date filed
5/30/2023, 05:51 PM
Previous filing
Apr 18, 2023
Next filing
Jun 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise $94.6K +20K +29.17% $4.73 88.6K May 25, 2023 Direct
transaction STKL Common Shares Tax liability -$49.2K -6.84K -7.73% $7.19 81.7K May 25, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Stock Option (Right to Buy) Options Exercise $0 -20K -48.19% $0.00 21.5K May 25, 2023 Common Shares 20K $4.73 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of the Options.
F2 The option representing a right to purchase a total of 41,502 shares, became exercisable in three equal annual installments beginning on July 10, 2021 which was the first anniversary of the date on which the option was granted.