Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SPIR | Common Stock | Sale | -$10.2K | -14.1K | -0.9% | $0.72 | 1.55M | May 22, 2023 | Direct | F1 |
transaction | SPIR | Common Stock | Sale | -$9.48K | -12.8K | -0.83% | $0.74 | 1.54M | May 23, 2023 | Direct | F1 |
transaction | SPIR | Common Stock | Sale | -$11K | -15K | -0.97% | $0.74 | 1.52M | May 24, 2023 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The shares were sold to cover taxes associated with the settlement of stock units, pursuant to an automatic sale-to-cover instruction in the applicable award agreement, which award agreement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) was dated February 4, 2022. |