Keh Shew Lu - May 24, 2023 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
May 24, 2023
Transactions value $
-$383,477
Form type
4
Date filed
5/26/2023, 07:13 PM
Previous filing
May 24, 2023
Next filing
May 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Award $0 +6K +5.38% $0.00 118K May 24, 2023 Direct F1, F2
transaction DIOD Diodes Incorporated Common Stock Tax liability -$94.3K -984 -0.84% $95.81 117K May 26, 2023 Direct F3
transaction DIOD Diodes Incorporated Common Stock Sale -$289K -3K -1.04% $96.40 286K May 26, 2023 Texastac Investments, LP F4
holding DIOD Diodes Incorporated Common Stock 46.2K May 24, 2023 Custodial F5
holding DIOD Diodes Incorporated Common Stock 286K May 24, 2023 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 6K May 24, 2023 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K May 24, 2023 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 106K May 24, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units vest in four equal installments beginning 05/26/2024.
F2 Granted under Rule 16b-3 Plan.
F3 Vested restricted stock unit shares were automatically withheld to cover income tax.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.20 to $96.60, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
F5 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.