Gregory J. Peloquin - May 19, 2023 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
EVP PMT
Signature
/s/ Robert J. Ben, attorney in fact, for Gregory J. Peloquin
Stock symbol
RELL
Transactions as of
May 19, 2023
Transactions value $
-$282,498
Form type
4
Date filed
5/23/2023, 03:31 PM
Previous filing
Jul 20, 2022
Next filing
Jul 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $104K +15K $6.90 15K May 19, 2023 Direct
transaction RELL Common Stock Options Exercise $30.3K +5.4K +36% $5.61 20.4K May 19, 2023 Direct
transaction RELL Common Stock Options Exercise $15.3K +3.6K +17.65% $4.26 24K May 19, 2023 Direct
transaction RELL Common Stock Sale -$432K -24K -100% $17.98 0 May 19, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Option (Right to Buy) Options Exercise $0 -15K -100% $0.00* 0 May 19, 2023 Common Stock 15K $6.90 Direct
transaction RELL Employee Option (Right to Buy) Options Exercise $0 -5.4K -100% $0.00* 0 May 19, 2023 Common Stock 5.4K $5.61 Direct
transaction RELL Employee Option (Right to Buy) Options Exercise $0 -3.6K -100% $0.00* 0 May 19, 2023 Common Stock 3.6K $4.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple trades at prices ranging from $17.90 to $18.31 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.