Elaine Guidroz - May 18, 2023 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
SVP Secretary, General Counsel
Signature
/s/ Lewis A. Fanger, Attorney-in-Fact
Stock symbol
FLL
Transactions as of
May 18, 2023
Transactions value $
$0
Form type
4
Date filed
5/22/2023, 05:20 PM
Previous filing
Mar 3, 2023
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Award $0 +2K +11.36% $0.00 19.6K May 19, 2023 Direct F1, F2
transaction FLL Common Stock Award $0 +4.94K +24.81% $0.00 24.8K May 19, 2023 Direct F1, F2
holding FLL Common Stock 608 May 18, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Award $0 +21.5K $0.00 21.5K May 18, 2023 Common Stock 21.5K $7.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.
F2 Not included in this report is the grant of 13,936 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.
F3 The option vests in three equal annual installments beginning on May 18, 2024.