| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OPFI | Class A Common Stock | Purchase | $11.1K | +5.27K | +1.13% | $2.10 | 472K | May 17, 2023 | By LTHS Revocable Trust | F1 |
| transaction | OPFI | Class A Common Stock | Purchase | $6.97K | +3.21K | +0.68% | $2.17 | 475K | May 18, 2023 | By LTHS Revocable Trust | F2 |
| holding | OPFI | Class A Common Stock | 18.5K | May 17, 2023 | Direct | ||||||
| holding | OPFI | Class V Common Stock | 33.8M | May 17, 2023 | By OppFi Shares, LLC | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.13 for a weighted average sale price of $2.0986. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.14 to $2.22 for a weighted average sale price of $2.1680. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F3 | Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the issuer if the reporting person exercises (or causes LTHS Capital Group LP to exercise) its right to exchange Class A common units of Opportunity Financial, LLC ("Opportunity Financial") for either one share of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer or, at the election of the issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock ("Exchange Rights"). |
| F4 | Represents shares of Class V Common Stock that the reporting person (or LTHS Capital Group LP) has the right to acquire pursuant to Exchange Rights with respect to an equivalent number of Class A common units of Opportunity Financial. Includes 8,877,023 shares of Class V Common Stock subject to certain restrictions and potential forfeiture pending the achievement of certain earnout targets. Reflects the reallocation of additional Class A common units of Opportunity Financial to the reporting person following the forfeiture of units by other members. |
| F5 | The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the issuer pursuant to the reporting person's (or LTHS Capital Group LP's) Exchange Rights. |