Kevin J. Ballinger - May 16, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role: Director
Signature: /s/ Wade Estey, as attorney-in-fact for Kevin J. Ballinger
Stock symbol: SWAV
Transactions as of: May 16, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/18/2023, 06:37 PM
Previous filing: Jun 13, 2022
Next filing: Jun 15, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Award	$0	+997		$0.00	997	May 16, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The shares subject to the restricted stock units vest in equal annual installments over three years commencing on May 16, 2023, subject to the Reporting Person's continued service through each relevant vesting date.

Content

Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The shares subject to the restricted stock units vest in equal annual installments over three years commencing on May 16, 2023, subject to the Reporting Person's continued service through each relevant vesting date.