Rajeev K. Goel - 15 May 2023 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
15 May 2023
Net transactions value
$0
Form type
4
Filing time
17 May 2023, 18:20:43 UTC
Previous filing
04 Apr 2023
Next filing
02 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +5,371 $0.000000 5,371 15 May 2023 See footnote F1
transaction PUBM Class A Common Stock Gift $0 -5,371 -100% $0.000000* 0 15 May 2023 See footnote F1
holding PUBM Class A Common Stock 33,836 15 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -5,371 -1% $0.000000 510,913 15 May 2023 Class A Common Stock 5,371 See footnote F1, F2
holding PUBM Class B Common Stock 581,260 15 May 2023 Class A Common Stock 581,260 See footnote F2, F3
holding PUBM Class B Common Stock 400,000 15 May 2023 Class A Common Stock 400,000 See footnote F2, F4
holding PUBM Class B Common Stock 68,616 15 May 2023 Class A Common Stock 68,616 See footnote F2, F5
holding PUBM Class B Common Stock 308,775 15 May 2023 Class A Common Stock 308,775 See footnote F2, F6
holding PUBM Class B Common Stock 308,775 15 May 2023 Class A Common Stock 308,775 See footnote F2, F6
holding PUBM Class B Common Stock 210,984 15 May 2023 Class A Common Stock 219,984 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3 These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
F4 These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.