Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RSG | Common Stock | Options Exercise | $0 | +2.55K | +22.48% | $0.00 | 13.9K | May 12, 2023 | Direct | F1 |
transaction | RSG | Common Stock | Options Exercise | $0 | +1.74K | +12.48% | $0.00 | 15.7K | May 12, 2023 | Direct | F2 |
transaction | RSG | Common Stock | Options Exercise | $0 | +1.8K | +11.51% | $0.00 | 17.5K | May 12, 2023 | Direct | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RSG | Restricted Stock Units | Options Exercise | $0 | -2.55K | -100% | $0.00* | 0 | May 12, 2023 | Common Stock | 2.55K | Direct | F1, F4 | |
transaction | RSG | Restricted Stock Units | Options Exercise | $0 | -1.74K | -100% | $0.00* | 0 | May 12, 2023 | Common Stock | 1.74K | Direct | F2, F4 | |
transaction | RSG | Restricted Stock Units | Options Exercise | $0 | -1.8K | -100% | $0.00* | 0 | May 12, 2023 | Common Stock | 1.8K | Direct | F3, F4 |
Kim S. Pegula is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | On 01/04/2021 the non-management Director was granted an award of 2,459 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 2,554 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
F2 | On 01/03/2022 the non-management Director was granted an award of 1,699 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,737 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
F3 | On 01/03/2023 the non-management Director was granted an award of 1,788 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,801 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023. |
F4 | Based on 1 on 1 conversion. |