Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RAIL | Common Stock | Purchase | $42.4K | +15.3K | +2.51% | $2.78 | 623K | May 12, 2023 | Direct | F1 |
transaction | RAIL | Common Stock | Purchase | $14K | +4.9K | $2.85 | 4.9K | May 12, 2023 | See footnote | F2 | |
transaction | RAIL | Common Stock | Purchase | $36.7K | +12.4K | +253.61% | $2.95 | 17.3K | May 15, 2023 | See footnote | F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RAIL | Employee Stock Option | 189K | May 12, 2023 | Common Stock | 189K | $3.22 | Direct | F4 | |||||
holding | RAIL | Employee Stock Option | 161K | May 12, 2023 | Common Stock | 161K | $3.82 | Direct | F5 | |||||
holding | RAIL | Employee Stock Option | 113K | May 12, 2023 | Common Stock | 113K | $3.81 | Direct | F6 | |||||
holding | RAIL | Employee Stock Option | 750K | May 12, 2023 | Common Stock | 750K | $2.38 | Direct | F7 | |||||
holding | RAIL | Employee Stock Appreciation Right | 332K | May 12, 2023 | Common Stock | 332K | $1.66 | Direct | F8 | |||||
holding | RAIL | Employee Stock Option | 73K | May 12, 2023 | Common Stock | 73K | $7.41 | Direct | F9 | |||||
holding | RAIL | Employee Stock Option | 33K | May 12, 2023 | Common Stock | 33K | $16.66 | Direct | F10 | |||||
holding | RAIL | Employee Stock Option | 350K | May 12, 2023 | Common Stock | 350K | $16.44 | Direct | F11 |
Id | Content |
---|---|
F1 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.75 to $2.85. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
F2 | The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc. |
F3 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.88 to $3.00. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
F4 | On January 6, 2023, the recipient was granted 188,585 options which will vest in three equal annual installments beginning on January 6, 2024. |
F5 | On January 17, 2022, the recipient was granted 161,402 options. 54,876 options are fully vested and currently exercisable. 53,263 options will vest on January 17, 2024 and 53,263 options will vest on January 17, 2025. |
F6 | On January 28, 2021, the recipient was granted 113,276 options. 78,394 options are fully vested and currently exercisable and 37,382 options will vest on January 28, 2024. |
F7 | On January 5, 2021, the recipient was granted 750,000 cash-settled stock appreciation rights. 502,500 cash-settled stock appreciation rights are fully vested and currently exercisable and 247,500 cash-settled stock appreciation rights will vest on January 5, 2024. |
F8 | On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which are fully vested and currently exercisable. |
F9 | On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable. |
F10 | On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable. |
F11 | On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price. |