Gregory N. Roberts - May 12, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
May 12, 2023
Transactions value $
-$466,156
Form type
4
Date filed
5/16/2023, 10:13 AM
Previous filing
Mar 3, 2023
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $46.5K +8.56K +30.35% $5.43* 36.8K May 12, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$323K -8.56K -23.28% $37.69 28.2K May 12, 2023 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $33.4K +6.15K +21.8% $5.43* 34.4K May 15, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$218K -6K -17.47% $36.31 28.4K May 15, 2023 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Sale -$5.6K -149 -0.53% $37.60 28.2K May 15, 2023 Direct
holding AMRK Common Stock, par value $0.01 per share 1.56M May 12, 2023 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -8.56K -24.25% $0.00 26.7K May 12, 2023 Common Stock, par value $0.01 per share 8.56K $5.43 Direct F4
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -6.15K -23% $0.00 20.6K May 15, 2023 Common Stock, par value $0.01 per share 6.15K $5.43 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $37.40 to not more than $37.89. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $36.25 to not more than $36.585. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F4 The option granted covered 35,294 shares, and vested on September 8, 2017.