Kelcy L. Warren - 12 May 2023 Form 4 Insider Report for Energy Transfer LP (ET)

Role
Executive Chairman, Director
Signature
Sonia Aube, Attorney-in-fact for Mr. Warren
Issuer symbol
ET
Transactions as of
12 May 2023
Net transactions value
+$6,135,000
Form type
4
Filing time
16 May 2023, 07:30:08 UTC
Previous filing
27 Feb 2023
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ET Common Units Purchase $6,135,000 +500,000 +0.85% $12.27 59,078,477 12 May 2023 Direct F1
holding ET Common Units 120,385,650 12 May 2023 By: Kelcy Warren Partners, LP F2
holding ET Common Units 100,577,803 12 May 2023 By: Kelcy Warren Partners III, LLC F3
holding ET Common Units 10,224,429 12 May 2023 By: Kelcy Warren Partners II, LP F4
holding ET Common Units 328,383 12 May 2023 By: ET Company, Ltd. F5
holding ET Common Units 104,166 12 May 2023 By: Spouse
holding ET Common Unit 601,076 12 May 2023 By: LE GP, LLC F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $12.235 to $12.295, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F2 The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren.
F3 The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.
F4 The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren.
F5 The reported units are owned directly by ET Company Ltd. The reported units represent the estimated 50% pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6 The reported units are owned directly by LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.