Kyle S. Brown - 11 May 2023 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
President and CIO, Director
Signature
/s/ Sarah Stanton, on behalf of Kyle Brown
Issuer symbol
TRIN
Transactions as of
11 May 2023
Net transactions value
+$24,938
Form type
4
Filing time
15 May 2023, 17:48:48 UTC
Previous filing
17 Mar 2023
Next filing
07 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $24,938 +2,148 +4.7% $11.61 48,288 11 May 2023 By The Kyle and Amy Brown Family Trust, dated February 4, 2019
holding TRIN Common Stock 10,825 11 May 2023 By KBIZ Corp., which Mr. K. Brown solely owns and controls F1
holding TRIN Common Stock 840,507 11 May 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
F2 Includes (1) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021
F3 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.