John E. Hartman - 15 May 2023 Form 3 Insider Report for CaliberCos Inc. (CWD)

Role
Ch. Investment Officer
Signature
/s/ John E. Hartman
Issuer symbol
CWD
Transactions as of
15 May 2023
Net transactions value
$0
Form type
3
Filing time
15 May 2023, 17:24:07 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWD Employee Stock Options (right to buy) 15 May 2023 Class A Common Stock 148,630 $6.49 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Employee stock options (right to buy)("Options") granted August 23, 2021 pursuant to Issuer's Amended and Restated 2017 Incentive Stock Plan. The Options vest one-quarter on the first anniversary date of the grant and 1/36th per month thereafter until fully vested on August 23, 2025.