| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Sale | -$87.9K | -231 | -0.16% | $380.41 | 141K | May 5, 2023 | Direct | F1, F2, F3 |
| transaction | KLAC | Common Stock | Sale | -$267K | -700 | -0.5% | $381.81 | 140K | May 5, 2023 | Direct | F1, F3, F4 |
| transaction | KLAC | Common Stock | Sale | -$191K | -500 | -0.36% | $382.61 | 139K | May 5, 2023 | Direct | F1, F3, F5 |
| transaction | KLAC | Common Stock | Sale | -$382K | -996 | -0.71% | $383.55 | 138K | May 5, 2023 | Direct | F1, F3, F6 |
| transaction | KLAC | Common Stock | Sale | -$367K | -955 | -0.69% | $384.65 | 137K | May 5, 2023 | Direct | F1, F3, F7 |
| transaction | KLAC | Common Stock | Sale | -$386K | -1K | -0.73% | $386.22 | 136K | May 5, 2023 | Direct | F1, F3, F8 |
| transaction | KLAC | Common Stock | Sale | -$77.5K | -200 | -0.15% | $387.74 | 136K | May 5, 2023 | Direct | F1, F3, F9 |
| holding | KLAC | Common Stock | 9.18K | May 5, 2023 | By Trust | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. |
| F2 | Represents the weighted average sales price for the shares. The sales prices ranged from $380.07 to $381.00. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F3 | The number of shares of KLA common stock includes 107,694 shares issuable upon vesting of restricted stock units ("RSUs"). |
| F4 | Represents the weighted average sales price for the shares. The sales prices ranged from $381.08 to $382.01. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F5 | Represents the weighted average sales price for the shares. The sales prices ranged from $382.09 to $382.99. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F6 | Represents the weighted average sales price for the shares. The sales prices ranged from $383.13 to $383.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F7 | Represents the weighted average sales price for the shares. The sales prices ranged from $384.18 to $385.12. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F8 | Represents the weighted average sales price for the shares. The sales prices ranged from $385.73 to $386.66. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F9 | Represents the weighted average sales price for the shares. The sales prices ranged from $387.57 to $387.91. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F10 | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |