Bryan P. Clark - 05 May 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
SVP Research Development & QA
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
05 May 2023
Net transactions value
-$11,650
Form type
4
Filing time
09 May 2023, 09:19:54 UTC
Previous filing
18 Apr 2023
Next filing
21 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +2,008 +3.6% 57,251 05 May 2023 Direct F1
transaction STKL Common Shares Tax liability $7,944 -988 -1.7% $8.04 56,263 05 May 2023 Direct F2
transaction STKL Common Shares Options Exercise +935 +1.7% 57,198 05 May 2023 Direct F1
transaction STKL Common Shares Tax liability $3,706 -461 -0.81% $8.04 56,737 05 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -2,008 -33% $0.000000 4,015 05 May 2023 Common Shares 2,008 Direct F1, F3, F4
transaction STKL Restricted Stock Units Options Exercise $0 -935 -33% $0.000000 1,869 05 May 2023 Common Shares 935 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on May 5, 2023 subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.