Justin Jacobs - Apr 28, 2023 Form 3 Insider Report for NATURAL GAS SERVICES GROUP INC (NGS)

Role
Director
Signature
/s/ Justin C. Jacobs
Stock symbol
NGS
Transactions as of
Apr 28, 2023
Transactions value $
$0
Form type
3
Date filed
5/8/2023, 07:57 PM
Next filing
May 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NGS Common Stock 912K Apr 28, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NGS Put option (obligation to buy) Apr 28, 2023 Common Stock 9.1K $15.00 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mr. Jacobs is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
F2 The securities reported are directly held by the Fund. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.