Key facts
- This page summarizes Mark Peter Smith's Form 4 filing for SMITH & WESSON BRANDS, INC. (SWBI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 May 2023, 19:31.
Mark Peter Smith - 01 May 2023 Form 4 Insider Report for SMITH & WESSON BRANDS, INC. (SWBI)
- Reporting relationship
- The reporting person is President & Chief Executive Officer., Director
- Issuer ticker
- SWBI
- Reported as of
- 01 May 2023
- Net transaction value
- -$65,800
- SEC form
- 4
- Accepted by SEC
- 03 May 2023, 19:31:55 UTC
- Prior SEC filing
- 26 Aug 2022
- Next SEC filing
- 04 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deana L. McPherson, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Peter Smith filed Form 4 for SMITH & WESSON BRANDS, INC. (SWBI) on 03 May 2023.
Change
- Previous filing in this sequence was filed on 26 Aug 2022.
- Current net transaction value: -$65,800.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWBI
transaction
Common Stock
Tax liability
- Transaction value
- $65,800
- Shares
- -5,447
- Change %
- -2.1%
- Price
- $12.08
- Shares after
- 252,533
- Date
- 01 May 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SWBI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +68,672
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 321,205
- Date
- 01 May 2023
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SWBI
transaction
Derivative
Performance Rights
Award
- Transaction value
- Shares
- +206,016
- Change %
- Price
- Shares after
- 206,016
- Date
- 01 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 206,016
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.
Footnote F2
Includes 504 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023.
Footnote F3
One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
Footnote F4
Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.
SEC remarks
The reporting person is President & Chief Executive Officer.