Susan Y. Kim - May 1, 2023 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
Brian D. Short, Attorney-in-Fact for Susan Y. Kim
Stock symbol
AMKR
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
4
Date filed
5/3/2023, 06:00 PM
Previous filing
Mar 22, 2023
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 +3.28M $0.00 3.28M May 1, 2023 By Agnes C. Kim 2023 GRAT dtd. 4/26/23 F1, F2, F3, F4
transaction AMKR Common Stock Gift $0 +5.12M $0.00 5.12M May 1, 2023 By James J. Kim 2023 GRAT dtd. 4/26/23 F2, F3, F4, F5
holding AMKR Common Stock 6.97M May 1, 2023 Direct
holding AMKR Common Stock 1.87M May 1, 2023 By James J. Kim 2021 GRAT dtd. 12/15/21 F2, F3, F4
holding AMKR Common Stock 2.66M May 1, 2023 By Agnes C. Kim 2020-1 GRAT dtd. 12/16/20 F2, F3, F4
holding AMKR Common Stock 753K May 1, 2023 By John T. Kim 2018 GRAT dtd. 2/6/18 F2, F3, F4
holding AMKR Common Stock 1.12M May 1, 2023 By James J. Kim 2020-1 GRAT dtd. 4/1/20 F2, F3, F4
holding AMKR Common Stock 7.26M May 1, 2023 By trusts (excl. GRATs) F2, F3, F4
holding AMKR Common Stock 3.68M May 1, 2023 By own GRATs F2, F3, F4
holding AMKR Common Stock 19.5M May 1, 2023 By Sujochil, LP F2, F3, F4
holding AMKR Common Stock 2.48M May 1, 2023 By Sujoda Investments, LP F2, F3, F4, F6
holding AMKR Common Stock 8.2M May 1, 2023 By LLCs treated as corporations F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 1, 2023, Agnes C. Kim transferred 3,278,001 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the 2023 Grantor Retained Annuity Trust of Agnes C. Kim dtd. 4/26/23 as a gift. The Reporting Person is the sole trustee of the trust.
F2 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F3 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 7,261,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 14,794,447 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,
F4 (Continued from Footnote 3) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 6, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F5 On May 1, 2023, James J. Kim transferred 5,117,004 shares of the Issuer's Common Stock to the 2023 Grantor Retained Annuity Trust of James J. Kim dtd. 4/26/23 as a gift. The Reporting Person is the sole trustee of the trust.
F6 The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

Remarks:

(7) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.