Eric Cantor - Apr 27, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Apr 27, 2023
Transactions value $
-$23,144
Form type
4
Date filed
5/1/2023, 06:30 PM
Previous filing
Mar 30, 2023
Next filing
Jun 27, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.29K +0.76% 171K Apr 27, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$23.1K -570 -0.33% $40.60 171K Apr 27, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs (March) Options Exercise $0 -622 -100% $0.00* 0 Apr 27, 2023 Class A Common Stock 622 Direct F2
transaction MC 2019 Incentive RSUs (March) Options Exercise $0 -672 -50% $0.00 672 Apr 27, 2023 Class A Common Stock 672 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on April 27, 2023.