CD&R Investment Associates IX, Ltd. - Apr 28, 2023 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Role: 10%+ Owner
Signature: CD&R Investment Associates IX, Ltd., By: /s/ Rima Simson, Vice President, Treasurer and Secretary
Stock symbol: BECN
Transactions as of: Apr 28, 2023
Transactions value $: $5,999,941
Form type: 4
Date filed: 4/28/2023, 05:42 PM
Previous filing: Jan 30, 2023
Next filing: May 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BECN	Common Stock	Purchase	$6M	+99.9K	+0.66%	$60.07	15.2M	Apr 28, 2023	By affiliate	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by CD&R Boulder Holdings, L.P. ("CD&R Stockholder") on March 4, 2022.
F2	These securities are owned directly by CD&R Stockholder. CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.

Content

The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by CD&R Boulder Holdings, L.P. ("CD&R Stockholder") on March 4, 2022.

These securities are owned directly by CD&R Stockholder. CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.