Lewis Hay III - Apr 21, 2023 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Role
Director
Signature
By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Lewis Hay III
Stock symbol
LHX
Transactions as of
Apr 21, 2023
Transactions value $
$0
Form type
4
Date filed
4/25/2023, 05:41 PM
Previous filing
May 20, 2022
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Award $0 +841 +26.7% $0.00 3.99K Apr 21, 2023 Direct F1, F2
transaction LHX Common Stock, Par Value $1.00 Options Exercise $0 +699 +17.52% $0.00 4.69K Apr 22, 2023 Direct F3
holding LHX Common Stock, Par Value $1.00 14K Apr 21, 2023 Grantor retained annuity trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX 2022 Director Share Units Options Exercise $0 -699 -100% $0.00* 0 Apr 22, 2023 Common Stock, Par Value $1.00 699 $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to continued service and the terms and conditions of director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.
F2 Includes 1,697.01 shares previously reported as phantom stock units on Table II and 35.40 additional units received via deemed dividend reinvestment on such units, which the reporting person has elected to now report in Table I because such units may be settled solely in shares of common stock.
F3 Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney