Mark Zediker - Apr 21, 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Brian Knaley, by power of attorney on behalf of Mark Zediker
Stock symbol
BURU
Transactions as of
Apr 21, 2023
Transactions value $
$6,999
Form type
4
Date filed
4/25/2023, 05:01 PM
Previous filing
Feb 2, 2023
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BURU Common Stock Exercise of in-the-money or at-the-money derivative security $7K +5.15K $1.36 5.15K Apr 21, 2023 See footnote F1
holding BURU Common Stock 4.31M Apr 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Options (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -5.15K -100% $0.00* 0 Apr 21, 2023 Common Stock 5.15K $1.36 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein.
F2 All of the shares subject to this option are fully vested and exercisable as of the date of exercise.
F3 The exercised option was held directly by Dr. Zediker's spouse.