Kristin E. Frank - 20 Apr 2023 Form 4 Insider Report for GAIA, INC (GAIA)

Role: Director
Signature: /S/ Paul Tarell Attorney-In-Fact for Kristin Frank
Issuer symbol: GAIA
Transactions as of: 20 Apr 2023
Net transactions value: $0
Form type: 4
Filing time: 24 Apr 2023, 19:41:45 UTC
Previous filing: 12 May 2022
Next filing: 11 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GAIA	Class A Common Stock	Options Exercise		+13,014	+45%		42,230	20 Apr 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GAIA	Restricted Stock Units	Options Exercise	$0	-13,014	-100%	$0.000000^*	0	20 Apr 2023	Class A Common Stock	13,014		Direct	F2, F3
transaction	GAIA	Restricted Stock Unit	Award	$0	+19,828		$0.000000	19,828	20 Apr 2023	Class A Common Stock	19,828		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units were converted into common stock on a one-for-one basis
F2	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3	The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F4	The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.