Trinh Phung - Apr 18, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Stock symbol
SWAV
Transactions as of
Apr 18, 2023
Transactions value $
-$200,149
Form type
4
Date filed
4/19/2023, 08:07 PM
Previous filing
Feb 23, 2023
Next filing
Apr 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Tax liability -$134K -499 -2.09% $267.97 23.4K Apr 18, 2023 Direct F1, F2
transaction SWAV Common Stock Sale -$66.4K -251 -1.07% $264.67 23.2K Apr 19, 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All reported securities were sold at a price of $267.97.
F2 The reported total includes an aggregate 89 shares the Reporting Person has acquired since her Form 4 report filed on February 28, 2023 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
F3 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/10/2022.
F4 All reported securities were sold at a price of $264.67.