Lucas Merwan Haldeman - 18 Apr 2023 Form 4 Insider Report for SmartRent, Inc. (SMRT)

Role
Chief Executive Officer, Director
Signature
/s/ Lucas Merwan Haldeman
Issuer symbol
SMRT
Transactions as of
18 Apr 2023
Net transactions value
-$15,552
Form type
4
Filing time
19 Apr 2023, 16:13:29 UTC
Previous filing
27 Mar 2023
Next filing
24 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMRT Class A Common Stock Options Exercise +11,264 +0.1% 11,189,111 18 Apr 2023 Direct F1
transaction SMRT Class A Common Stock Tax liability $7,845 -3,138 -0.03% $2.50 11,185,973 18 Apr 2023 Direct
transaction SMRT Class A Common Stock Tax liability $7,144 -2,835 -0.03% $2.52 11,183,138 19 Apr 2023 Direct
transaction SMRT Class A Common Stock Options Exercise +10,176 +0.09% 11,193,314 19 Apr 2023 Direct F1
transaction SMRT Class A Common Stock Options Exercise +834 +8.3% 10,892 18 Apr 2023 By Spouse F1
transaction SMRT Class A Common Stock Tax liability $562 -225 -2.1% $2.50 10,667 18 Apr 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMRT Restricted Stock Units Options Exercise $0 -10,176 -4% $0.000000 244,228 19 Apr 2023 Class A Common Stock 10,176 Direct F1, F2
transaction SMRT Restricted Stock Units Options Exercise $0 -11,264 -2.9% $0.000000 371,709 18 Apr 2023 Class A Common Stock 11,264 Direct F1, F3
transaction SMRT Restricted Stock Units Options Exercise $0 -834 -2.5% $0.000000 32,794 18 Apr 2023 Class A Common Stock 834 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
F2 The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full.
F3 The restricted stock units shall vest as follows: one-fourth shall vest on January 18, 2023 (the "Vesting Start Date"), with the remaining vesting in 1/48 equal installments on each monthly anniversary of the Vesting Start Date until vested in full, subject to continued employment.