Pura Vida Investments, Llc - Mar 6, 2023 Form 4/A - Amendment Insider Report for Oncocyte Corp (OCX)

Role
10%+ Owner
Signature
/s/ Efrem Kamen, Managing Member of Pura Vida Investments, LLC
Stock symbol
OCX
Transactions as of
Mar 6, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
4/18/2023, 06:49 PM
Date Of Original Report
Mar 8, 2023
Previous filing
Jun 28, 2022
Next filing
Apr 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCX Common Stock Other -3.89M -45.88% 4.59M Mar 6, 2023 By the Managed Accounts. F1, F2, F3, F4
holding OCX Common Stock 768K Mar 6, 2023 By Pura Vida X Fund LP F3, F4
holding OCX Common Stock 1.38M Mar 6, 2023 By the Retirement Trust F3, F4
holding OCX Common Stock 7.43M Mar 6, 2023 By Pura Vida Master Fund, Ltd. F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCX Warrant to purchase common stock Other -441K -46.02% 517K Mar 6, 2023 Common Stock 441K $1.53 By the Managed Accounts. F2, F5, F6
holding OCX Warrant to purchase common stock 833K Mar 6, 2023 Common Stock 833K $1.53 By Pura Vida Master Fund, Ltd. F6
holding OCX Warrant to purchase common stock 384K Mar 6, 2023 Common Stock 384K $1.53 By Pura Vida X Fund LP F6
holding OCX Warrant to purchase common stock 691K Mar 6, 2023 Common Stock 691K $1.53 By the Retirement Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of March 6, 2023, the Reporting Persons no longer have voting and dispositive power for certain Managed Accounts and therefore such shares are no longer deemed beneficially owned by the Reporting Persons.
F2 Not applicable.
F3 Securities reported herein are owned by Pura Vida Master Fund, Ltd., Pura Vida X Fund LP, and Lockheed Martin Corporation Master Retirement Trust (the "Retirement Trust") and certain separately managed accounts (the "Managed Accounts" and collectively, the "Client Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager or sub-adviser to the Client Accounts. Efrem Kamen serves as the Managing Member of PVI.
F4 By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Client Accounts. This report shall not be deemed an admission that the Reporting Persons are beneficial owners of the securities for purposes of Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of the Reporting Person's pecuniary interest therein, if any.
F5 As of March 6, 2023, the Reporting Persons no longer have voting and dispositive power for certain Managed Accounts and therefore the warrants and the underlying common stock are no longer deemed beneficially owned by the Reporting Persons.
F6 See footnotes 3 and 4.

Remarks:

This amendment is being filed to include information about warrants, which was inadvertently omitted from the original Form 4.